Showing posts with label independent judgment. Show all posts
Showing posts with label independent judgment. Show all posts

Wednesday, May 04, 2022

Personality and Style versus Honesty and Justice

Here is a statement sometimes heard, sometimes vociferously: “I can’t stand that person’s personality or style.” The person referenced might by a client, a coworker, a relative—or a former US president.
 
Is the person referred to immoral? That is, dishonest or unjust?
 
Sometimes an elaboration follows about a business or personal relationship: “It’s a personality conflict. We just clash too much and can’t get along!”
 
At my midtown Manhattan job several decades ago, it was clients who were said to have those “bad” personalities and, therefore, were impossible to get along with. Somehow I ended up with three such clients with one each abandoned by my two coworkers and boss. After working with the clients for a short time, I concluded, “There’s nothing wrong with these people. They are quite nice!”
 
On the surface, getting upset over a “personality conflict” or “style difference” seems bizarre. After all, personality or style may mean that one person likes to talk a lot and the other is quiet. These two personalities cannot get along?? Admittedly, the talker may have to ask a few questions to draw the quiet person out. But seriously?
 
Without saying so explicitly, one person in the personality or style conflict—probably both—think the other is immoral, requiring the ending of the relationship.
 
Let us define our terms. As I wrote in Independent Judgment and Introspection (pp. 55-56), personality

is our distinctive method of thinking and acting; it includes all of our beliefs and values—the moral ones, as well as the ones that form our psychologies, that is, beliefs and values about who we are as a person, beliefs and values about other people, and beliefs and values about the environment in which we live. The outward behavioral manifestation of beliefs and values are called traits and the traits that stand out, the distinctive ones, define our personality.
Moral character, then, is a part of personality but must not be confused with our psychologies or our other traits that might be moral or immoral. Gregariousness and shyness are not immoral.
 
The outward behavioral traits define our style, or as the unabridged dictionary says, “an individual’s typical way of life.”
 
Personality and style are obviously related, but not identical. “Style” can be called the acting part of personality. The thinking part is what gives us mental habits that guide our choices and actions.
 
Two more terms to define: honesty means telling the truth, though not always. Exceptions would occur when someone is pointing a gun at you or threatening your privacy, or when the truth might unnecessarily hurt the other person. Justice means correctly judging a person as good or bad or somewhere in between and responding appropriately (1, 2).
 
Judging how honest or just a person is can be challenging in everyday situations, especially if you are not aware of, or allow for, the influence of psychology operating in the other person. Subconscious defensive habits often cancel free will to such an extent that the acting person, the one with the “style,” is not aware of what he or she is doing, such as talking too much or hyperbolizing or feeling afraid to speak up. None of these traits is immoral, or dishonest or unjust in any way.
 
The so-called difficult clients in my experience may have been demanding or even pedantic or confused and unclear about what they wanted. They may have been distrustful and angry over poor service in the past and wanted to be assured that this time everything will go smoothly.
 
My conclusion was that patience and anticipation of possible problems was key to keeping clients happy, and my coworkers and boss did not always indulge such patience, which apparently I did. I believed that my clients just needed to be listened to and that I had to practice that old business-as-usual adage, “promise only what you can deliver and deliver what you promise.”
 
No BS or hyperbole, in other words. Our clients were not dishonest or unjust, though they certainly exhibited many different personalities!
 
So what about the “style,” let’s say, of a former US president? One that called the country’s press the enemy of the people or expressed harsh criticism of anyone who did not do a good job or who criticized him. And was also known to hyperbolize.
 
I heard all of the above types of statements, sometimes with elevated volume, in my years living and working in New York City. Our former president was simply a New York businessman. And that is precisely what his naysayers did not like. He got things done and called his critics names. They declared his personality and style inappropriate, meaning immoral.
 
After all, he did not believe in turning the other cheek, and that was intolerable to anyone who believes self-sacrifice is the highest virtue in personal and professional life. And the “anyone” in this statement is bipartisan, as the doctrine of self-sacrifice is practiced by both leftists and conservatives.
 
Our former US president was not an altruist. He was an egoist who expressed, though not always articulately, the American sense of life. His constituents who also represent the American sense of life responded by electing him president. (See 1, 2, 3.) He was a rare and unusually strong supporter of the US’s national self-interest. Unfortunately, he leaned toward mercantilistic ideas when it came to international trade, but he also used tariffs as bargaining chips in his negotiations.
 
What is essential about our former president is that his “personality” and “style” expressed what is uniquely American by producing significant accomplishments and keeping us out of war for four years.
 
The appropriate response to all of the above types of statements, whether from a coworker or a president, is: “So what?”
 
Get back to work and on with your life.
 
A final note about the mainstream press. We now know how biased, not to mention dishonest and unjust, they were during the previous presidential administration and how eager they are today to silence alternative points of view.
 
Media that advocate censorship are indeed enemies of the people. They are the ones who will welcome a dictatorship to our country (1, 2).
 
See “How Free Speech Dies,” by Wall Street Journal columnist Mary Anastasia O’Grady and my post on the same issue.

Wednesday, March 09, 2022

Science and Great Experiments: The Search for Universals

The 1981 book Great Scientific Experiments by Rom Harré presents in popular format and in only 200 pages the gist of twenty influential scientific experiments, from Aristotle to the twentieth century.

Interestingly, none of the experiments cited uses statistical samples of any size divided into experimental and control groups. All samples are small and one is a sample of one! How is this possible?

And if true, may we conclude that Sigmund Freud and Jane Goodall were great experimenters?

It is the logical positivism of modern science that tells us a sound theory of induction does not exist, because universals do not exist, only statistical probabilities. Therefore, anything close to causal must be found through at least two groups of large samples to control sources of “extraneous variation.” Hence, all we can find through our many studies are “successive approximations.” This what John Stuart Mill’s followers called the hypothetico-deductive method that drives nearly all research today and condemns Freud and Goodall to the realm of “pseudo-science.”

Let us back up and define our terms. Science is a systematic study of an aspect of reality that explains its domain descriptively and causally, and if applied (as technology) provides guidance for human choices and actions to achieve specific goals.

The product of any science is a body of knowledge—a collection of integrated, universal concepts and principles the aim of which is to enhance life.

The second term to look at is experimentation. The Latin root of the word experiment means to try. Paraphrasing the Oxford English Dictionary, to experiment means to test or try something to identify what has previously been unknown. This means experimentation is trial and error. It may involve experimental and control groups (and the manipulation of one variable to determine its effects on another), but it does not necessarily have to. It also may involve an elaborate apparatus or it may be entirely conceptual—in the head, sometimes called a thought experiment.

Science historian John P. McCaskey has traced the history of induction and the role of experimentation in it  (1, 2). Up to the last couple of hundred years, McCaskey found, induction and experimentation were based on the work, among others, of Francis Bacon who based his work on Aristotle’s formal cause. And Aristotle in turn developed his theory of induction from what during the Renaissance was called “Socratic induction.”

Socrates, when taunting his know-it-all Athenian conversationalists, was looking for universal essences that apply in all instances.

Universals, those exceptionless concepts and principles, not correlations or probabilities, are what constitute the essence and foundation of science.

Thus, conceptualization, or concept formation, is the fundamental method of science, because large samples are often not necessary to identify the universals. McCaskey, as do I, gives the nod to Ayn Rand for understanding the role of concept formation in science, specifically the inductive process of identifying essential distinguishing characteristics.

Examples from McCaskey: Robert Koch’s identification of the comma bacillus (Spirillum cholerae asiasticae) as the defining, universal characteristic and cause of cholera, not such competing but correlational hypotheses as season or foul water; Charles Wells’ conclusion, after many small experiments to test a wide variety of independent variables, that water condensation was the essence of dew; and Lord Kelvin’s reasoning to describe tides by their definition and causes, namely “motions of water on the earth, due to the attractions of the sun and of the moon” (quoted in McCaskey).*

Harré acknowledges in his book (p. 191) that one or a few cases, with careful experimentation, that is, trial and error, can yield “defining properties of all samples similar to them.” He calls the small samples “intensive design.” In contrast, he calls the larger (and statistical) versions “extensive.”

The intensive design and sample of one in Harré’s book (chap. 2) is the nine years of experimentation conducted by army doctor William Beaumont on Alexis St. Martin, whose stomach did not close completely after a musket wound. Access to St. Martin’s stomach contents, especially his gastric juices, enabled Beaumont to answer the question, are gastric juices chemical solvents or is the process of digestion some vital force and the juices just “inert water”?

Feeding different foods to his subject and observing his digestive processes and by removing gastric juices to test its effects in a glass jar were the experiments that Beaumont conducted to make the well-respected conclusion of chemical solvency, even of “the hardest bone” (quoted in Harré, p. 41).

The concept correctly identified by Beaumont was that gastric juices were indeed—and universally so—chemical solvents, not inert water.

In my book Independent Judgment and Introspection (pp. 78-79), I praise Sigmund Freud for his work in clarifying and defining psychological repression and Jane Goodall for her discoveries about chimpanzees. Both conducted great experiments, the former in psychology, the latter in biology. They both used the method of conceptualization and deserve to be recognized as great experimenters. Science, in other words, is not confined to the fields of physics and chemistry, or imitations of those fields, as too many positivists are prone to assume.

Freud spent over thirty years in talk therapy with many different patients before he finally formulated the essential meaning of repression as an unconscious (or subconscious) response to anxiety that mutes the experience of or blocks entirely thoughts, memories, or emotions from conscious awareness. He also had to distinguish repression from defense mechanism in general, which for many years he tended to equate.**

Jane Goodall’s work, beginning in 1960, was to observe the behavior of chimpanzees in the Gombe Stream Chimpanzee Reserve (now Gombe National Park) in Tanzania. Over the course of many years, she discovered that chimps eat meat, make elementary tools to obtain food, can be violent and even cannibalistic, and have personalities. She gave the chimps names and interacted with them after they had gained her trust.

Goodall’s work required patient observation and, especially, application of analogous concepts from human psychology to the higher mammals, “patient observation” meaning testing and trying different ideas before drawing conclusions.

It is the logical positivists who dismissed Freud’s work as anecdotal at best, literature at worst. And it was the “men of hard science” at the beginning of Goodall’s career who dismissed her as an uncredentialed woman frivolously and anthropomorphically giving names to the nonrational, dumb animals. Paleontologist Stephen Jay Gould, however, called Jane Goodall’s work “one of the Western world’s great scientific achievements” (quoted in Goodall, p. xvii).

It is the logical positivists and many of those “men of hard science” who are not particularly scientific, or great experimenters!


* In the study of tides there may have been confusion over the difference between theoretical and applied science, or technology. Sea captains need to know the timing and heights of tides at a specific location, and statistics can help make these predictions. But this is applied science where the universals of theory are used to uncover correlations, tolerances, and averages to guide concrete, practical decision making.

** Repression is a defense mechanism, or defensive habit, as I prefer to call it, but it is not identical to it. Freud’s daughter, Anna, said it was in his 1926 book Inhibitions, Symptoms and Anxiety when Freud identified the correct place of repression in psychology. The muting or barring of an emotion is accomplished by muting or barring the thought that stands behind it. Traumatic memories, I have suggested (fn 11, p. 146), are not repressed and should not be thought of as part of the definition. Subconscious is the more preferred modern term and is discussed in my appendix to Independent Judgment and Introspection.

Thursday, February 10, 2022

Mass Psychological Conformity

Thinking about our current covid totalitarianism, columnist Roger Simon recently wrote:

What we have witnessed throughout the world [today] is millions, really billions, of people taking orders without thinking or, in the majority of cases, even seriously investigating what they have been told.
Simon states that witnessing this has helped him answer his long-held question (also held by many, including me): how could educated people in World War II Germany do what the Nazis did to Jews?

The best he could come up with:
We live in a culture of pervasive obedience….It’s everywhere—people giving up their personal agency, even their ability to reason, out of fear and willingly adhering to the mass.
A generation of conformists has been created as never before in our history.
Which certainly is true, but leaves the question “why?” unanswered. The best I can come up with is “mass psychological conformity,” or to elaborate, “mass psychologically-generated callous conformity, indifferent to harm caused to others.” The harm can range from “lockdowns” to mass extermination. In the case of the latter, “inhumanity” may be substituted for callous conformity.

Which still leaves the questions: “Why?” and “How?”

Various attempts to name this syndrome have been made: group psychology, groupthink, the madness of crowds, or true believers in a mass movement. Tulip mania, the current situation is not, though “herd conformity” is a phrase I have used before to describe it. Most recently, the terms “mass delusional psychosis” or “mass formation psychosis” have been offered.

“Delusion” is correct because in its simplest definition delusion means belief in something that is false, whether it’s “I’m probably going to die if you breathe anywhere near me” or “I’m Jesus Christ.”

And the syndrome is “mass” because so many people worldwide have gone along with their authoritarian public health and political leaders.

But these followers are not psychotic in the sense that they completely withdraw from reality, suspending conscious control over life and allowing the subconscious to take over.* Because thinking errors are the cause of neuroses, all psychological problems can be said to some extent to be delusional.

“Inhumanity,” according to Merriam-Webster means “being cruel or barbarous” and “the absence of warmth or geniality.” The past two years have certainly seemed inhumane, at least to those who have been harmed the most: children, small businesses that have closed and workers, if they still have a job, many of them single moms, who have to mask up to serve the laptop elite while the latter dine and shop. Then there are the non-virus related deaths, many by suicide.

Callous indifference, indeed! (See my post “They Just Don’t Care—Rationalization and the Need to Look Good.”

Who exactly am I talking about? The intelligentsia in particular: mainstream media, leftist teachers and professors, certain left-leaning entertainers and business leaders, politicians, and the public health cadre of unelected deep staters.

The latter two may even have a worse psychology. The past two years seem to have brought out their inner totalitarian, as in “we’re telling you who you can have in your home and when or if you can travel. Obey!”

Other people, such as the laptop elite who support the intelligentsia’s doctrines, would have to be included. The cause of all psychologies varies widely, in this case likely ranging from plain ignorance of the doctrine’s consequences to deliberate envious glee for those harmed (akin to many Germans during World War II).

Today, most people are just scared, thanks to the unrelenting propaganda campaign waged by the intelligentsia.

The root of the syndrome is psychological dependence, a psychology that does not depart completely from reality as a psychotic does, but one that shifts reality to other people as their source of beliefs and values. It is a passive acceptance of what those significant others think, feel, and do—a suspension of independent judgment to go along to get along . . . with the crowd.

We all often fail to seriously investigate, because we learn from books and other people and can’t escape the need to rely on experts.

But why the suspension of independent judgment? On the mass scale, this is where there is again a wide variety of reasons. The culture’s philosophy contributes in large part to explaining Simon’s observation of “pervasive obedience.” Germany’s duty ethics of self-sacrifice to the state (or Führer) eclipses independence. “It’s your duty to obey.”

The United States holds a nearly as strong duty ethics based on its predominant Protestantism. Just look at attitudes toward the military draft: “It’s your duty to die for your country.” (Should a big war break out, a new draft would be passed in a heartbeat by Congress and supported by the public. See The Ominous Parallels.)

For over 120 years, American culture has been assaulted and battered unendingly by the progressive left demanding that to be moral we must sacrifice ourselves to the collective, the group, the state.

And in non-Judeo-Christian cultures, asceticism and self-denial are widely held doctrines, with authoritarianism not even questioned.

Hence, worldwide, pervasive obedience.

Psychologically, independence derives from a strong sense of personal identity and self-responsibility. Courage, integrity, and self-esteem are consequences. Parental and formal education (the “how” of this issue) are both crucial in helping us develop these traits, but preaching self-sacrifice and victimhood erodes or blocks the development of independence.

“Dependent personalities,” as I have written before (p. 105), “gravitate to groups as the source of their identity, such as their religion, nation, race, class, ethnicity, or private clubs. They gravitate to the government as their caretaker.”**

Depending on the level of deficiency in self-esteem, dependent personalities will blindly accept whatever the government and its public health officials say, even if they are asking us to give up our rights.

It takes a confident mind to stand up to the irrational onslaught we have been going through over the past two years.

Perhaps the best explanation of mass gutlessness is the bureaucratic state. Bureaucracy is how governments manage their affairs and rules and laws are their tools. “Rules are rules” is the battle cry and “I don’t make ‘em, I just enforce ‘em” is what we have been up against for many years.

Those who respond by saying “Oh, okay”—without understanding or questioning what is being asked of them—encourage the totalitarians to continue with more total control.

The rules and laws—far too many of both in the United States, for about a century—all allow both citizens and bureaucrats to rationalize what they are doing as good. “I’m just following (or enforcing) the law.”

Rationalization is a strong defensive habit that allows us to make excuses for our behavior. Criminals thrive on it. So did many Germans in Nazi Germany.

Deference to authority comes first. Then, the obedience. Rationalization does not require or allow examination.

The bureaucratic state of Nazi Germany had gangs of secretaries typing orders to send Jews to the death camps. How could they do it? The explanation has to be that they thought they were doing something good! See “The Reductio of Bureaucracy” (Applying Principles, pp. 117-21) and William L. Shirer’s book.

Deference sacrifices independent judgment. Obedience makes one a follower and in extreme cases a killer.

Are we going to reclaim our rights, our personal agency, and, most importantly, our ability to reason to assert independence from the madness of crowds?

Or are we going to continue to go along to get along?


* Psychotics usually have episodes. They are not constantly “out of their minds,” living in a “waking dream,” as psychosis has sometimes been described. Even statuesque catatonics are aware of their surroundings and occasionally will respond to a nearby conversation before retreating to their trance-like states. And one psychiatrist asked a psychotic to “stop acting crazy now so I can talk to you.” The response? “Oh, okay.”

** Psychologist Edith Packer (p. 264): “Such people want to be taken care of, and in return they will gladly obey. A nation that breeds a dictator is a nation of people who are afraid of life.”

Monday, June 08, 2020

Goebbelsian Propaganda and the Rawlsian Reductio to the Rathole—In Our Current Case, Criminals and Terrorists

In a previous post, I argued that our current culture has become “Goebbelsian,” meaning that a torrent of hyperbole, BS (Applying Principles, pp. 307-09), half-truths, and outright lies, best described as smears, has become the norm in communication. It is a way of life for much of our press and many politicians.

Joseph Goebbels was Hitler’s Minister of Propaganda. His strategy was to tell a big lie, then say it loud and a lot, until the ignorant populace begins to believe it. The contemporary strategy, since rational people often do not believe the first lie, is to switch to a second lie, and then to another, and then another.

Switching generates confusion and a disbelief in the possibility of truth. The postmoderns, of course, have been teaching for many years that reason, logic, and truth are out, leaving each of us with our own “narratives,” which I prefer to call fictions.

Facts, to most of these “thought” leaders, don’t matter.

Yesterday, the “lethality” of a coronavirus was the message of the day. Today, it is “defund the police.” Tomorrow it will be something else. An underlying theme for decades has been “America’s systemic racism to protect white privilege.” As with Goebbels, today’s leftist propaganda is agenda driven—to destroy capitalism and now to remove or defeat our current president (who represents capitalism). But I want to identify a more fundamental point driving the agenda: the ethics of altruism, the doctrine of self-sacrifice.

“Compassion” is the buzzword used to intimidate and silence anyone who may object to this leftist propaganda. “You’re not compassionate toward the poor, the black, women, LGBTQ’s, etc.” Why? “Because you can’t feel what they feel. You enjoy white (rich, male, straight) privilege.”

The problem with this ruse is that too many rational people (non-leftists) don’t buy the alleged discrimination the propagandists say these groups of people (Marxist classes) are still experiencing in the year 2020. Rational people also therefore do not buy the guilt trip that is being laid on them.

The left now has to go further down the rathole to find additional “classes”—criminals and terrorists—to feel compassion for. This goes beyond societal status to blatant immorality and injustice, stretching the rational person’s credulity. (A rathole, according to Merriam-Webster, is “a seemingly bottomless or unfillable hole.” Leftists who wear the  environmentalist hat have moved further down to the unhuman and inanimate: trees and rocks that we must feel compassion for. Have we hit bottom yet?)

If you object? “Well, it’s obvious you have no compassion! We must have compassion for the least well off and that includes illegal aliens and nonviolent criminals.” Looting and burning buildings? “That’s just property. We have to understand the looters’ plight.”*

Where does this come from?? It comes from the epistemological requirement of consistency and the ethical and political “maximin” principle of Harvard philosopher John Rawls.

The doctrine of self-sacrifice means to give up a higher value to a lower or non-value. As I wrote in Independent Judgment and Introspection (pp. 43-44):

Self-sacrifice means, for example, the pursuit of a career to please one’s parents instead of the career one truly loves and wants. It means marrying a person one does not love—again, to please those “significant others” who may disapprove of your choice’s religion, social class, race, or ethnicity. It means doing your job because it’s your duty, not because you enjoy it. It means giving birth to a child you do not want and enslaving yourself to a mistake or accident that occurred when you were young.
According to altruism, all of these actions are moral, making you virtuous. To be consistent, it also means you must care about and give up your values for the sake of those who are less well off, even if the sacrifice drags you down to their level. That is the ultimate goal of altruism and it is the goal and meaning of Rawls’ maximin principle.**

“Maximin” means to maximize the minimum. It does not mean to raise the least well off up to the level of those who are in a better situation. It means, if necessary, according to Rawls, to drag those in the middle and upper social regions down to the level of the lower. This would then make society truly just—socially just—and equal, that is, egalitarian. Rawls states (p. 227):

All inequalities should be arranged for the advantage for the most unfortunate even if some inequalities are not to the advantage of those in the middle positions.
It is not just a redistribution of wealth, but also of social position. The poor are not just to be given some of the wealthy’s money, but also their status.

This is Marxism and Marx’s updated determinism. The fundamental assumption is that all social and economic positions in society are dealt to each of us at birth, but some, those in the higher positions, acquired additional status and wealth by stealing from the poor and downtrodden. Such people, whether bourgeoisie or white, straight males or capitalists must be punished to rightly achieve justice.

In today’s world, the worst off “poor” are not those who live in slums, but those who have been prevented from coming to this country or who loot and destroy property. The least advantaged, when the altruist premise is pushed to its most consistent extreme, are illegals and criminals—and terrorists.

Sacrificing everything we have worked for and earned is the ultimate giving up of higher values for the sake of lesser or non-values.

As I wrote in 2016, the reductio of bureaucracy (Applying Principles, pp. 117-21) is the concentration camp. Because, as Victor Frankl wrote about his experience in such a camp, “the list had to be correct.” Totalitarian societies are massive bureaucracies and the camps are just one more bureau.

So similarly, the reductio of altruism is the sacrifice we must all make to criminals and terrorists (and trees and rocks).

Says who? The left. The preaching of sacrifices is how they seek and, if not stopped, gain power.

Ayn Rand warned us: “It stands to reason that where there’s sacrifice, there’s someone collecting sacrificial offerings. Where there’s service, there’s someone being served. The man who speaks to you of sacrifice, speaks of slaves and masters. And intends to be the master.”

Rand also taught us that the smallest minority on earth is the individual, not groups or Marxist classes (or trees or rocks). This means, simply, we should all be advocates and promoters of philosophical individualism! This also means we each can then work hard and strive to lift ourselves up beyond our “original (Rawlsian) positions.”

Our current president, incidentally, is not an altruist, which is why he is so hated. He does not want to sacrifice anyone’s interest, including our national interests, to anyone else. He in fact wants every individual to be able to lift him- or herself up to as high a level as possible!


* One synonym of compassion is pity and one definition of pity is “a somewhat disdainful or contemptuous feeling of regret over the condition of one viewed by the speaker as in some way inferior or reprehensible.” An appropriate description of leftist condescension.

** Rawls apparently did not like the maximin designation, since he saw it as coming from rational choice theory. He does, however, spend several pages discussing it in his major work, A Theory of Justice (chap. III, sec. 26). The words have become associated with his theory.


Sunday, September 01, 2019

Preface to Independent Judgment and Introspection

My new book, Independent Judgment and Introspection: Fundamental Requirements of the Free Society, will be published on October 1. You can preorder it now at Amazon and Barnes & Noble. Information about the book can be found on its website books.jkirkpatrick.net. Here is the preface.


The boy in the Hans Christian Andersen tale of “The Emperor’s New Clothes” is often admired for his independent judgment, that is, for his courage to speak a truth that the adults feared to acknowledge openly. Two questions, however, can be asked about independent judgment as a character and personality trait. One, can everyone really practice it (besides naïve children) or is it the province of true creators and innovators, such as Socrates and Galileo? And, perhaps giving rise to doubts expressed in the first question, a second asks, how does one handle the hazards of independent judgment, such as the prospect of offending other people, sometimes resulting in death (Socrates) or house arrest (Galileo)?

Independent judgment is correct perception of the facts of reality and courage to acknowledge and assert those facts. The two questions above arise because of complicating factors; intelligence and interest can affect one’s initial perception of facts and other people can affect both the initial perception and assertion of the judgment. Psychology plays a dominant role throughout.

Great innovators, especially those who challenge centuries of convention, are highly intelligent. They also are extremely interested and motivated in their areas of innovation. Those of us who do not possess the same intelligence or interest, whether college professor or blue-collar worker, can nevertheless use our intelligence in areas of interest to perceive and assert what we do see. Intelligence combined with interest determines who is likely to see ahead of others, and those of us who do not see initially can learn from those who do, but intelligence is not a prerogative of the highly educated. Independent judgment can be practiced equally by a garage door repairman as by a scientist.

So why don’t more people practice independent judgment? Which is to ask, why don’t they join the boy in the tale of “The Emperor’s New Clothes”? The answer is fear, real or imagined, of what might happen to them. The real fear of death or incarceration that can result from speaking one’s mind poses a needless moral quandary. We have no moral obligation to drink hemlock, as Socrates did, to preserve our independent judgment. Many in the Soviet Union managed to maintain theirs by expressing it to family and trusted friends, sometimes speaking in a foreign language to prevent nosy neighbors from overhearing their conversations and reporting them. They were conventional on the outside, in public, to preserve their lives, but independent on the inside, at home, to preserve their self-esteem.

Most of us do not face the real fears of a Socrates, Galileo, or citizen of the Soviet Union. Our fears of expressing independent judgment stem from what others might think of us. Disapproval, maybe rejection, is the worst that might happen, yet the anxiety caused by self-doubt can be so strong as to blur our perception of the facts, thus preventing any expression of an independent judgment. When choices based on self-doubt build up over time, habits of perceiving reality through clouded lenses become established patterns of behavior. Seeing the world through the eyes of others, whomever those significant others may be, becomes the norm. Conventionality is the result.

Can independent judgment be taught? Yes, but it must start at an early age. Children, of course, need to be given love and support, but they also need to be given freedom, within limits appropriate to their maturity, to choose their own values. And they need to be allowed to learn from their mistakes. Most parents are loving toward infants, but when the children move into their “terrible twos,” parents begin controlling and in some cases hitting. Often, the controlling continues throughout childhood and becomes a constant in traditional schools. Choice and self-assertion are seen as a disruption of authority and disobedience. In reality, they are signs of developing self-esteem and personal identity. When they are erased by the controlling, authoritarian behavior of adults, children quickly get the message that getting along means going along. It is a rare child who matures to adulthood with independent judgment intact. Perhaps this is why we tend to think that only certain people can fully achieve it.

Independent judgment is a fundamental requirement of the free society. Unless each adult citizen possesses a significant amount of self-esteem expressed as independent judgment, such a society cannot last.

The aim of this book is to explore the nature of independent judgment and its relationship to the free society. Throughout the journey, we will find that psychology, especially the skill of introspection, plays a significant role in developing and maintaining independence in the individual and in generating the desire to live in a free society.

The book begins by chronicling the historical war on independence, that is, how the character and personality trait has been ruthlessly destroyed in children from the earliest times of civilization and how it is routinely prevented from developing today. It next examines the nature of psychology as a science, psychology’s epistemological foundations and its relation to political individualism and moral egoism. The book further analyzes how independent judgment develops in the individual, probing the depths of psychology to demonstrate how seemingly uncontrollable subconscious premises guide our lives and how we can identify and change those premises through introspection.

Several mistaken conceptions of independence are discussed, including the Socrates question, “do we have to die for our independence?” along with a clarification of the meanings of autonomy and responsibility, the relation of independence to intelligence and epistemological certainty, and a comment on three well-known deference to authority studies from the mid-twentieth century. Finally, the book elaborates the meaning of introspection and the defensive habits we must identify and correct through introspective skill, and it then recommends to parents and teachers methods of teaching that skill to their children and students. The overall aim of “educating for independence,” as the last chapter is titled, is to correct, and preferably prevent, thinking errors that lead to psychological problems.

It is those psychological problems that prevent the development of independence and happiness and, in turn, the uncompromising desire to live in a totally free society. Independent judgment and introspection in each individual are the fundamental requirements of expanding personal and political freedom.


Wednesday, March 07, 2018

The Deference to Authority Studies

Psychological independence, or more specifically independent judgment, means that one’s self-esteem, integrity, and courage, should be sufficiently strong to resist outside pressures for conformity.

Independent judgment should be a fundamental aim of parenting and teaching, but, unfortunately, is not.

A number of well-known studies from the twentieth century, however, have examined, albeit superficially, the relationship between independence and conformity.

Solomon Asch in the 1950s explicitly approached the issue in terms of independence versus conformity, and even referred to Henrik Ibsen’s play An Enemy of the People and Ibsen’s notion of a conforming “compact majority.” Ibsen’s protagonist, Dr. Thomas Stockmann, stood uncompromisingly to his judgment while one by one losing nearly all who were supposedly his friends. In fact, they were the compact majority.

Asch’s studies exposed a group of subjects to four straight lines on a card. The group’s assignment was to judge which of three lines was equal in length to the fourth; only one of the three was equal. All subjects but one were confederates of the researchers and were instructed to give identically incorrect answers. The test was to determine how independent the lone, unaware subject would be against the pressures of the group. A number of trials with variations was also conducted.

On average, two-thirds of all naïve subjects, in at least one of several trials, did not conform to the majority. Twenty-five percent did not conform at all in any trial.*

What does this prove? Not much. It does show the serious shortcomings, especially the contrived nature and shallowness, of the “experimental-positivistic-behavioristic” methodology, to borrow Abraham Maslow’s apt description of the epistemology used in psychology for the last one hundred years (Toward a Psychology of Being, pp. 7-8).

The studies only establish that some people are independent, at least in a perfunctory sense, and others are not, though, as Asch points out, there are “individual differences” in the behavior of all personalities. Follow-up interviews provided some, but not a lot of, insight into the thinking of test subjects.

Because of the absence of any further probing into the thinking, especially of the subjects’ “core” and “mid-level” evaluations, to use Edith Packer’s terms (Lectures on Psychology, chap. 1) for the fundamental thoughts or conclusions that determine our character, personality, and motivation, the concept of independence used in these studies must be described as existential, not psychological.

Existential independence is sound, not independent, judgment (Applying Principles, pp. 206-08). It is sensible decision making that looks at externals, such as straight lines on a card. Without further in-depth inquiry, there is no way to determine whether or not independent judgment or psychological independence was exercised. (Sound or existential judgment usually refers to people who are responsible in an external or existential sort of way, that is, by paying their own bills when leaving home and not remaining dependent on their parents or anyone else to support them.)

Subsequent studies have shown results similar to those of Asch, namely that some people are independent, and others are not, and that the shallowness of the methods used provides no comprehensive understanding of the participants’ psychologies.

Stanley Milgram’s obedience-to-authority studies, under a pretext of being studies of learning, asked “teachers” to repeatedly increase the voltage of electrical shocks to a “learner” (who was a confederate of the researcher). The shocks were not real, but the teachers initiating them did not know it.

Philip Zimbardo’s 1971 Stanford Prison Experiment divided students into “prisoners” and “guards” in a mock prison situation for several days. Realistic submissiveness and depression of the “prisoners” and aggression and sadism of the “guards” caused the intended two-week experiment to be shut down after six days.

These studies may be interesting to read, but they still only confirm the obvious, namely that some people are independent and others are not.  They provide existential—historical, not theoretical—data about how different people may behave in different situations, but that is all. Not everyone increased the voltages in Milgram’s studies, and not every prisoner in Zimbardo’s study was submissive or depressed, nor was every guard aggressive or sadistic.

Psychologies differ—and it matters. Psychologies were hardly examined. This reveals the fundamental flaw in logical positivism and its so-called scientific methodology, especially as it is applied in the human sciences.

Every subject in these studies is viewed not as an individual exhibiting universal traits or universal core and mid-level evaluations or various levels of self-esteem, but as a member—a single unit—of a statistical group that enables the researchers to calculate averages and percentages, and to compare the subjects to hundreds or thousands of others before “projection by successive approximation” can be made (Applying Principles, pp. 322-24).

Viewing people as members of a statistical group in order to calculate averages and percentages and make projections strips them of their individuality and collectivizes them. At the same time, it abdicates the scientific search for universals, the search for answers to such questions as, “Why do some people go along with the group and others do not?”

These deference to authority studies were motivated in part by a desire to understand the Holocaust of World War II, to understand, for example, why some people would hide and protect an Anne Frank, others would tolerate the hiding but not do it themselves, and still others would inform on the protectors.**

A clue comes not from one-dimensionally descriptive surveys or ostensibly causal studies, but from the scientific observation of Victor Frankl (Man’s Search for Meaning, p. 36). As a concentration camp prisoner, Frankl observed with his eyes and through communication with his fellow inmates. Although he did not use the term, self-esteem was what enabled prisoners of “less hardy make-up . . . to survive camp life better than did those of a robust nature.”

A “life of inner riches and spiritual freedom” is how Frankl put it.

Self-esteem, integrity, courage, and psychological independence are what give us that inner strength—to withstand evil or to go against a compact majority.


*S. E. Asch, “Effects of Group Pressure upon the Modification and Distortion of Judgments,” in Readings in Social Psychology (New York: Henry Holt, 1952), 2-11. Asch, “Studies of Independence and Conformity,” Psychological Monographs: General and Applied 70, no. 9 (1956), 1-70.

**Milgram, of course, refers to his studies as research on “obedience to authority,” but historian Christopher Browning says obedience means compliance with commands, whereas deference is the more correct term. Deference means submission to superior claims—of the researcher, in the case of Milgram’s studies, and others. The “deference to authority” studies are not Nazi-style situations of obedience backed up with a gun pointed at you. Consequently, agreeing with Browning, I have used “deference” in the title of this post. Christopher R. Browning, “Revisiting the Holocaust Perpetrators: Why Did They Kill?” (lecture, University of North Carolina, Chapel Hill, NC, October 17, 2011). Why did the perpetrators kill? First, they dehumanized the victims, then they followed the crowd. Independence, if ever present, was jettisoned, though some in at least one battalion were allowed to opt out by their commanding officer. Others who had no choice would misfire, aiming above or to the side of the victims. Even in the Holocaust, some were independent, some were not.


Friday, September 08, 2017

The Meaning of Free Society

A free society is a political association of individuals in which each possesses the identical protection to act without being coerced—by anyone, but especially the government—to work cooperatively via the division of labor to produce prosperity and peace.

Association is entirely voluntary between self-interested consenting adults who exercise their capacity to reason to produce values that are traded with each other to acquire spiritual and material benefits. The result is enhancement of each other’s lives. Spiritual benefits include friendship, love, and other non-material values that are not exchanged on the market for money. Material benefits, however, most often are so exchanged; they include the production of wealth through the creation of capital goods, which in turn create consumer goods. A rapidly rising psychological and physical well-being is consequence of this voluntary and self-interested consent.

The free society is a liberal society. The term used here refers to the institution of classical liberalism, the product of Enlightenment values and benefactor of human life over the past two hundred years that has brought humankind out of abject poverty to a life of luxury unimaginable in earlier years.

The free society is a social system called laissez-faire capitalism. It is based on individual rights, those freedoms to take action that are requirements for survival and comfort. Rights derive from and are inherent in the nature of humans as rational beings. Freedom to take action means, in Ayn Rand’s clarifying formulation, no one may initiate physical force against anyone else; everyone receives identical protection from such initiated coercion and is therefore equal before the law. Freedom to take action, finally, means the right, through trade, to acquire, use, and dispose of property as one sees fit. Property rights are the implementation of the rights to life and liberty and constitute the foundation without which a free society cannot flourish.

Rights, freedom, equality, and property—these are the essential concepts.

The free society more specifically rests on a theory of human nature that acknowledges the supremacy of reason to know reality and to guide our actions. It assumes that as beings who possess the capacity to reason, we must each independently exercise that capacity to produce and acquire values for our own self-interested gain. All physically healthy adults who possess normal brains are capable of making this choice and are therefore capable of supporting themselves. Those who do not make the choice are consenting to become dependent on others to provide for them.

Errors made during the Enlightenment failed to give reason, egoism, and individualism their full due, thus allowing ancient hostilities to self-responsibility to emerge and intensify under the new banner of statism, by shifting obedience to authority from a god or gods to a collective or the state. The theory of human nature that reason is limited and incapable of perceiving reality correctly, or directly, and therefore cannot guide actions in a reliable way, meant that humans cannot be independent or self-responsible. They must be provided for, led, and coerced by an elite who knows what is best.


The Hobbesian leviathan states, or rather, omnipotent governments (1, 2), of the twentieth and twenty-first centuries were the result.* Enlightenment errors allowed religious virtue to become secularized as political and psychological dependence. Statism became the social system of choice to modernize, and rationalize, self-sacrifice and coercion as a way of life. Government became our god and we must now bow down to it as our master and friend.**

Historically, freedom meant, and today still means, capable of acting without being controlled by others, especially church, king, or state. In history, one of the ironically sad problems classical liberals faced when arguing for a free society was that many serfs and slaves resisted being freed. They feared how they would take care of themselves and many apologists for the authoritarian state, because of their theory of human nature, agreed that serfs and slaves were incapable of independence. (See Ludwig von Mises, Liberalism, chap. 1.) 


In the era of the Soviet Union, there were stories of Russian citizens who were allowed to leave for a visit to the West but chose to return, because the totalitarian paradise of communism felt safer than freedom. The same can be said about many victims of controlling and abusive personal relationships; aside from fear of reprisal for walking away, many of these victims simply do not have the strength to leave.

The strength I am talking about is psychological. The essential mental requirement for a free society is a strong personal identity manifested as a high level of self-esteem. The free society cannot survive or grow without a sufficient number of citizens who possess the psychology of independence and moral virtue of independent judgment.

Free citizens—who intend to keep a free society—must be the boy in the story of The Emperor’s New Clothes.


* Statism is the broader concept that subsumes communism and socialism, on the one hand (left?), and fascism, on the other (right?), as well as monarchies and other authoritarian states. Statism is the exact opposite of free society, or capitalism. In today’s context, I suggest that the term be brought back and made prominent in political and philosophical discussions. It may help ease the confusion over “left” versus “right.”

** And the “obligation of the nobility,” or noblesse oblige, became transferred from the titled aristocracy to a titled bureaucracy.


Tuesday, December 06, 2016

The Reductio of Bureaucracy: Totalitarian Dictatorship

The continued expansion of bureaucratic management leads ultimately to totalitarian dictatorship.

Viktor Frankl, a Holocaust survivor, describes this termination point:

The emaciated bodies of the sick were thrown on two-wheeled carts which were drawn by prisoners for many miles, often through snowstorms, to the next camp. If one of the sick men had died before the cart left, he was thrown on anyway—the list had to be correct! The list was the only thing that mattered. A man counted only because he had a prison number. One literally became a number: dead or alive—that was unimportant; the life of a “number” was completely irrelevant.*
In several previous posts I have used the following words to represent the generally acknowledged mindset of a bureaucrat (1, 2): “Rules are rules, fella. I don’t make ‘em. I just enforce ‘em.”

Rules, lists, and paperwork. This is bureaucracy.

As Ludwig von Mises has taught us, bureaucracy is not a large, hierarchically structured organization, whether of big government or big business. It is the government’s method of managing its affairs, which means it is the “peaceful” method of managing coercion. Laws of the land, a budget for each bureau, and regulatory rules dictate to citizens what they can and cannot do. Disobedience brings punishment. The method is top-down; the higher authority must be obeyed.**

Business management is bottom-up, deriving its legitimacy from customer satisfaction, the only means in a free market of earning profits. Policies, not rules, are guidelines informing everyone in the company, from president to stock clerk, how to function in order to achieve optimal customer satisfaction and therefore optimal profits.

If a large, hierarchically structured business today seems bureaucratic, in the sense of being inefficient and insensitive to customers, look for the government’s demands for compliance to laws and rules. Compliance means obedience to a higher power, which consequently deflects attention from customer needs and wants. This is what makes businesses in a mixed economy take on the “rules are rules” mentality.

So why the bureaucratic indifference to people? Paperwork is the only yardstick bureaucracy has to measure its “success.” Laws and rules are commands that compel citizens to obey, and citizens usually do obey to avoid punishment. Paperwork records the compliance—but it must be correct.

The objective yardstick of a business is its bottom line, profits, which means it is successfully meeting its customer’s needs and wants.

A bureaucratic society is a rule-bound society. Freedom and creativity are not valued. (Creativity, after all, means breaking rules.) The more bureaucratic the society, the more rule-bound it will become. The socialist state, therefore, is a society dominated almost entirely by laws and rules. The more laws and rules, the more total the regulation of human affairs, the less value it places on its citizens’ lives.

Total bureaucracy—the totalitarian socialist state—is dictatorship by excessive law. This describes Nazi Germany during World War II, as well as the USSR and many similar regimes in the twentieth century.

The list has to be correct because all paperwork has to be correct. William Shirer made this clear in The Rise and Fall of the Third Reich, when he described gangs of German secretaries dutifully typing orders to send Jewish people to their deaths.

Even a few members of Kerensky’s provisional Russian government, who were discovered by illiterate Bolshevik revolutionaries during the 1917 October Revolution, were compelled to write their own arrest papers. The paperwork had to be correct!

In a bureaucratic society, thought is neither required nor appreciated, only compliance. Thus, paperwork has to be correct for the lower-ranked official to avoid punishment and for the higher to justify his or her actions, by reference to a law or rule.

Concern for the person behind a bureaucratic number is minimal or non-existent. Just ask students at state-run universities what it is like to be a number on a roster. (And the rosters do have to be correct!)

Message for advocates of a free society? The fewer laws and rules, the better. Indeed, a strong argument has been made that we could easily do without legislature-made, statutory law by replacing it with common law.

Central planning requires centralized law-making, that is, deliberative assemblies (legislatures) and regulatory agencies to write and pass thousands of pages of laws and rules, all of which are subject to ossification, officious manipulation, and arbitrary application. This gives us the nefarious rule by men under a pretext of rule by law.***

Common law is decentralized and requires conceptual thinking by each citizen and judge to resolve specific disputes with reference to principles. Justice evolves and improves on a case by case basis, as wealth and well-being do in the decentralized free market.

Conceptual thinking requires the discovery and understanding of universal principles that can be applied to many concrete instances. Common law, therefore, is general and guided by rights, such as the requirement to prove intent in criminal cases, but it is constrained by precedent and usually confined to specific parties. Change in common law occurs slowly and deliberately.

Legislature-made laws and rules, in contrast, aside from their flagrant violations of individual rights, are at the same time concrete and sweeping, such as a ban on smoking in all public places and within twenty feet of a building. And because legislature-made law is made, not discovered, change occurs quickly and frequently, thus leading to a continual increase of laws and rules—and paperwork.

Thinking in principles and independent judgment are prerequisites for building and sustaining a free society. When our minds are driven to focus on lists and paperwork that must be accurate, conceptual thinking becomes difficult, though not impossible. For many, however, in bureaucratic situations, morality—honesty, integrity, courage, dignity . . . and human decency—go out the window.

The list has to be correct.

For more on the relationship between bureaucracy, socialism, and dictatorship, see Mises’ 1944 book Bureaucracy. Here is his one-paragraph summary and conclusion (p. 125):

The champions of socialism call themselves progressives, but they recommend a system which is characterized by rigid observance of routine and by a resistance to every kind of improvement. They call themselves liberals, but they are intent upon abolishing liberty. They call themselves democrats, but they yearn for dictatorship. They call themselves revolutionaries, but they want to make the government omnipotent. They promise the blessings of the Garden of Eden, but they plan to transform the world into a gigantic post office. Every man but one a subordinate clerk in a bureau, what an alluring utopia! What a noble cause to fight for!
Bureaucracy is not a benign institution.


* Man’s Search for Meaning (pp. 52-53). In this work, Frankl, an Austrian psychiatrist, describes his experiences in the concentration camps and his struggles to survive.

** “Peaceful” is in scare quotes because any expansion of laws and rules beyond retaliatory force to protect individual rights, through administration of the police, military, and legal system, is a violation of rights and therefore becomes a declaration of war on citizens. The overt use of guns is not usually required in many bureaucratic systems, because of citizen compliance, but the guns nonetheless are there in the background.

*** “Show me the man and I’ll find you the crime,” said Stalin’s chief of secret police. See this post (pp. 280-83) where I discuss similarities between criminal and bureaucratic personalities.


Cross posted at the Foundation for Economic Education. 

Friday, November 04, 2011

Statements of Independence

Independent judgment is both a personality trait, a distinctive way of thinking and acting, and a character trait, a moral conviction in the face of opposition or indifference to stand by one’s beliefs and values. A number of writers in their own nuanced ways have captured the gist of these traits.

The late Steve Jobs, co-founder of Apple Computer, offers in his Stanford Commencement Address of 2005 (1, 2) an eloquent statement of independence:

Your time is limited, so don’t waste it living someone else’s life. Don’t be trapped by dogma—which is living with the results of other people’s thinking. Don’t let the noise of others’ opinions drown out your own inner voice. And most important, have the courage to follow your heart and intuition. They somehow already know what you truly want to become. Everything else is secondary.
Follow your own thoughts and emotions, Jobs is saying. Don’t give in to the edicts and requests of others.

Psychiatrist William Glasser in Positive Addiction (p. 3) ties independence to happiness:

As we grow, we should learn to judge for ourselves what is worthwhile, but it takes a great deal of strength to do what is right when few people will agree with us for doing it. Most of us spend our lives in a series of compromises between doing what we believe in and doing what will please those who are important to us. Happiness depends a great deal on gaining enough strength to live with a minimum of these compromises.
It is these compromises to please others, Glasser says, that create unhappy relationships and lead us to seek compensating behaviors, such as anxiety and depression, or worse. Strength to say “yes” to ourselves and “no” to possibly too-demanding and probing others is the path to happiness.

Daniel Greenberg, founder of  the Sudbury Valley School, ties independence to the free society (The Crisis in American Education, p. 54):
Dependence, not independence, is the quality most suitable to authoritarian states. . . . The hallmark of the independent man is the ability to bear responsibility. To be responsible and accountable for one’s actions. To do, and to stand up for what one has done. Not to hide behind “superior orders,” not to seek shelter in group decisions, and to take strength from some heroic figure—but to be one’s own man.
The self-reliant and self-responsible individual, Greenberg is saying, does not unquestioningly take orders from authority. The citizen of a free society exhibits a healthy distrust of anyone in power.

Ayn Rand, by way of Galt’s speech in Atlas Shrugged (p. 1019), places the source of independent judgment in one’s own mind:
Independence is the recognition of the fact that yours is the responsibility of judgment and nothing can help you escape it—that no substitute can do your thinking, as no pinch-hitter can live your life . . .
No one, in other words, can get inside our heads to make us do our own thinking or, for that matter, make us not think. Perception, judgment, decision making, and action all originate within our minds. Control of our lives, then, is internal. Letting others “pinch hit” for us is to allow them to do our thinking.

What encourages us to become independent? How can our children develop it? Perhaps Summerhill School founder, A. S. Neill, states the conditions best (Summerhill, p. 9):
Free children are not easily influenced; the absence of fear accounts for this phenomenon. Indeed, the absence of fear is the finest thing that can happen to a child.
By “free child,” Neill means one whose rights as an individual are respected by other children and adults in both home and school, and one who respects the rights of other children and adults in both home and school. Otherwise, the child is free to do whatever he or she desires, that is, is free of authoritarian edicts and bossing and bullying by others. Not surprisingly, Neill also ties independence to the free society as an essential requirement.

Independence and happiness require freedom because freedom produces independence. And independence makes happiness possible.

Tuesday, August 17, 2010

Questions about Independent Judgment

The boy in the Hans Christian Andersen tale of “The Emperor’s New Clothes” is often admired for his independent judgment, that is, for his courage to speak a truth that the adults feared to acknowledge openly. Two questions, however, can be asked about independent judgment as a virtue. One, can everyone really practice it (besides naive children) or is it the province of true creators and innovators, such as Socrates and Galileo? And, perhaps giving rise to doubts expressed in the first question, a second asks, how does one handle the dangers of independent judgment, that is, the prospect of offending other people, sometimes resulting in death (Socrates) or house arrest (Galileo)?

Independent judgment is correct perception of the facts of reality and the courage to acknowledge and assert them. The two questions above arise because of complicating factors; intelligence and interest can affect the initial perception and other people can affect both the initial perception and the assertion of it. Psychology plays a role throughout.

Great innovators, especially those who challenge centuries of convention, are highly intelligent. They also are extremely interested and motivated in their areas of innovation. Those of us who do not possess the same intelligence or interest, whether college professor or blue collar worker, can nevertheless use our intelligence in our areas of interest to perceive and assert what we do see. Intelligence combined with interest determines who is likely to see ahead of others, and those of us who do not see initially can learn from those who do, but intelligence is not a prerogative of the highly educated. Independent judgment can be practiced equally by a garage door repairman as by a scientist.

So why don’t more people practice independent judgment? Which is to ask, why are they so afraid to join the boy in the tale of “The Emperor’s New Clothes”? The answer is fear, real or imagined, of what might happen to them. The real fear of death or incarceration that can result from speaking one’s mind poses a needless moral quandary for some. We have no moral obligation to drink hemlock, as Socrates did, in order to preserve our independent judgment. Many in the Soviet Union managed to maintain theirs by expressing it to family and trusted friends, sometimes speaking in a foreign language to prevent nosy neighbors from overhearing their conversations and reporting them. They were conventional on the outside, in public, to preserve their lives, but independent on the inside, at home, to preserve their self-esteem.

Most of us do not face the real fears of a Socrates, Galileo, or citizen of the Soviet Union. Our fears of expressing independent judgment stem from what others might think of us. Disapproval, maybe rejection, is the worst that might happen, yet the anxiety caused by the fear can be so strong as to blur our perception of the facts, thus preventing any expression of an independent judgment. When choices based on fear build up over time, habits of perceiving reality through clouded lenses become established patterns of behavior. Seeing the world through the eyes of others, whoever those significant others may be, becomes the norm. Conventionality is the result.

Can independent judgment be taught? Yes, but from an early age. Children need, of course, to be given love and support, but they also need to be given freedom, within limits appropriate to their maturity, to choose their own values. And they need to be allowed to learn from their mistakes. Most parents are loving toward infants, but when the children move into their “terrible twos,” parents begin controlling and in some cases hitting. Often, the controlling continues throughout childhood and becomes a constant in traditional schools. Choice and self-assertion are seen as signs of disruption and disobedience to authority. In reality, they are signs of developing self-esteem and personal identity. When they are erased by the controlling, authoritarian behavior of adults, children quickly get the message that getting along means going along. It is a rare child who matures as an adult with independent judgment intact. Perhaps this is why we tend to think that only certain people can fully achieve it.

Independent judgment is a fundamental requirement of the free society. Unless every adult citizen possesses a significant amount of self-esteem expressed as independent judgment, such a society cannot last.

Wednesday, December 26, 2007

Sound or Independent Judgment?



Sound judgment means sensible—i.e., rational or considered, not impulsive—decision making. Many parents and teachers value this process as a primary skill that children and students should possess upon reaching adulthood.

In contrast, independent judgment, which presupposes sensible decision making, is not often cited as a valued goal of either education or adulthood, yet this is the personality and character trait that should be exhibited by all citizens of a fully free society. Independent judgment, and its practical consequence, independent action, should be a fundamental aim of both parenting and education. What is independent judgment and why is it not encouraged by parents and teachers?

Independence is the more common term that parents and teachers use to describe what they think children should achieve as adults, but this usually means the ability to pay one’s own bills, by providing one’s own food, shelter, and clothing without parental help. The mental act of asserting something as fact and doing so entirely on one’s own is independent judgment. The willingness to act on what one has judged to be right, in the face of disapproval and opposition, is independent action. True independence is the ability and willingness to see and say that the emperor has no clothes.

In history, both Socrates and Galileo exhibited this true independence, both to their detriment. Socrates (1, 2) could have bowed to the will of the majority and stopped upsetting the Athenian elite, but he chose not to and was put to death for his independence. Galileo (1, 2) did capitulate to the Inquisition, but nonetheless was put under house arrest for the remainder of his life. In literature, Henrik Ibsen’s Dr. Stockmann in An Enemy of the People (1, 2) stood steadfastly to his judgment while one by one losing nearly all who were supposedly his friends. Independent judgment and action are not well tolerated by those who are not themselves independent.

Some advocates of sensible decision making may argue that Socrates, Galileo, and Stockmann, by stirring up the hornet’s nests in which they were trying to work, were not being reasonable. But there are two issues here: are the advocates of sensible decision making saying that these three men should have given up their judgments in order to conform to the majority? or are they saying that independent judgment does not require sacrifices when under duress? The principle of self-defense indeed does say that it is morally equivalent to fight or flee when threatened with force. Rejecting self-sacrifice as a noble ideal, as I do, Socrates probably should have escaped to live in exile. Ibsen’s Stockmann remained to fight partly because he assumed that many of his so-called friends were on his side but mainly because fighting was the right thing to do. Giving in as a pretense, which is what Galileo did, is a third option. Abject conformity or sacrificing one’s independent judgment was not considered by any of these men.

The problem with sound judgment as a goal of education is that it often becomes interpreted as conformity or conventionality. A free society requires rebels—people like Socrates, Galileo, and Stockmann whose independence leads them to see and say what the majority cannot. People with independent judgment are the innovators and entrepreneurs who move economies and societies forward. They rock boats, not necessarily on purpose, but because they see things others do not. The challenge is, can independent judgment be taught? and can every person possess such a trait? My answers are: indirectly and yes.

Independent judgment is first and foremost the correct perception of reality that is not influenced or contaminated by the perceptions of others. Misinformation is not a goal of education, so teaching facts is a start, but encouraging children and students to pursue their own goals and ideas without commands, criticism, and ridicule is better. This will enable them to develop the conviction that they can do anything they set their minds to—regardless of what others say or do. Freedom and nurture in the learning process, not coercion or neglect, are two requirements for instilling an independent and confident spirit in the child and student.

So can everyone in adulthood possess this childlike independent and confident spirit that says “the emperor has no clothes”? Why not? That many adults today do not possess such a spirit indicates only that something is terribly wrong with our educational system such that it kills the spirit.

By about the fifth grade, according to John Holt (p. 263).